Michael Anthony Petter

Current Employers

Employment History

• 11/1995 → Present
  Michael A Petter & Assoc
  San Antonio, TX
• 04/2001 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc.
  Houston, TX
• 01/2013 → Present
  Ims Financial Advisors
  Houston, TX

Other Businesses

1) Name of Business: Michael A. Petter & Associates. Non-Investment related. Address: 62 La Escalera, San Antonio, TX 78261. Nature of Business: DBA Financial planning. Position/Title/Relationship: Agent. Start Date: 09/1995. Hours per month: 80. Hours per month during Securities trading hours: 50. Duties/Responsibilities: Fact finding, plan preparation and presentation. Coordination with attorneys and accountants. Products - Life, Health, Disability, Long term care insurance, and fixed annuities. 2) Name of Business: Michael A. Petter - Ranch Manager. Non-Investment related. Address: 62 La Escalera, San Antonio, TX 78261. Nature of Business: Ranch Manager. Position/Title/Relationship: Owner. Start Date: 01/01/2004. Hours per month: 10. Hours per month during Securities trading hours: 4. Duties/Responsibilities: Manage 600 acre ranch. 3) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 62 La Escalera, San Antonio, TX 78261. Nature of Business: Investment Adviser Representative. Position/Title/Relationship: Investment Advisor Representative. Start Date: 01/2013. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Asset Management. 4) Michael A. Petter & Associates. Non-investment related commission. 62 La Escalera San Antonio TEXAS, 78261. Nature of business: Financial Planning. Position/Title: Owner/Sole Proprietor. Start Date: 12/09/2017. Hours per month: 80 hours. Hours per month during trading hours: 50. Duties: Plan Preparation & presentation, Coordination with attorneys. 5) Secure Benefits. Non-Investment related. 4610 De Zavala Rd, San Antonio, TX 78249. Insurance sales and retirement & estate planning. Position: Agent. Start date: 01/01/2000. Hours/month: 10. Hours/month during securities trading hours: 5. Individual and group life & disability insurance and group health insurance. Retirement and estate planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-19
• S63 Uniform Securities Agent State Law Examination
  2001-03-23

Designations

Other Names

• Mike Anthony Petter