Best Investors Account Sign in

Gina Marie Pafundi

LPl Financial LLC

Longview, WA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-01-04
  • WA RA
    APPROVED
    Since 2012-01-04

Branch Locations

1516 Hudson St Ste 202, Longview, WA 98632-3046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Longview WA 01/2012 Present
Previous Registrations
  • 2011-01-03 → 2011-11-22
    Chula Vista, CA
    San Diego, CA
  • 2002-02-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Chula Vista, CA
    Chula Vista, CA
Other Businesses

1. 1/31/2012: DBA ONLY - FINANCIAL LIFE DIMENSIONS - LONGVIEW, WA. 2. 11/27/2012: ENTITY FOR ACCOUNTING PURPOSES - JG ASSET MANAGEMENT - JG ASSET MANAGEMENT IS A C CORPORATION DOING BUSINESS AS FINANCIAL LIFE DIMENSIONS. THERE ARE NO OTHER ENTITIES INSIDE THE CORPORATION. ALL INCOME IS LPL 1099 AND FIXED INSURANCE COMMISSIONS. - TIME SPENT 0% - LONGVIEW, WA. 3. 5/29/2013: REAL ESTATE RENTAL - ONE RENTAL PROPERTY-CONDOMINIUM. RENTERS ARE NOT CLIENTS OR ADVISORS OF AN ANOTHER B/D OR RIA. RENT RECIEVED WILL COVER MORTGAGE AND PROPERTY TAXES. - TIME SPENT 1% - CHULA VISTA, CA. 4. 11/14/2017 - Financial Dimensions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/09/2017 - 40 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-26
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S65 Uniform Investment Adviser Law Examination
    2001-10-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26
Other Names
  • Gina Marie Pafundi
  • Gina Marie Fugazi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Longview, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor