Pamela Ann Brooks

Current Employers

Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-01-18

OH RA
APPROVED

Since 2017-01-18

Branch Locations

950 Main Avenue, Suite 1420, Cleveland, OH 44113 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Cleveland	OH	04/2014	Present
Global Retirement Partners	Cleveland	OH	04/2015	Present

04/2014 → Present

Lpl Financial, Llc

Cleveland, OH
04/2015 → Present

Global Retirement Partners

Cleveland, OH

Previous Registrations

2013-02-28 → 2013-03-04

Cornerstone Asset Management Services, Inc.

Broadview Heights, OH

Other Businesses

1. 5/5/2014: OSWALD FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/8/2015: GLOBAL RETIREMENT PARTNERS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 04/01/2015 - 160 HOURS PER MONTH DURING SECURITIES TRADING - ADMIN. 3. 8/24/2017 - Oswald Companies - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 04/01/2014 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-11

S66 Uniform Combined State Law Examination

2018-04-11

Other Names

Pamela Ann Marti

View on SEC IAPD