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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-03
TX RA APPROVED 2025-06-03
  • PA RA
    APPROVED
    Since 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-03

Branch Locations

222 N Kenhorst, Reading, PA 19607 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

222 N Kenhorst, Reading, PA 19607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Reading PA 11/2006 06/2025
Hyde Financial Group Llc Dba Hyde Tax Service Reading PA 01/2000 Present
Investment Advisors Asset Managment, Llc Easton PA 01/2012 06/2025
Lpl Financial Reading PA 06/2025 Present
  • 11/2006 → 06/2025
    Royal Alliance Associates
    Reading, PA
  • 01/2000 → Present
    Hyde Financial Group Llc Dba Hyde Tax Service
    Reading, PA
  • 01/2012 → 06/2025
    Investment Advisors Asset Managment, Llc
    Easton, PA
  • 06/2025 → Present
    Lpl Financial
    Reading, PA
Previous Registrations
  • 2015-06-12 → 2025-06-11
    Reading, PA
    Scottsdale, AZ
  • 2012-01-17 → 2019-01-02
    Investment Advisors Asset Management, Llc
    Reading, PA
    Easton, PA
  • 2006-06-23 → 2010-07-30
    Investment Advisors Asset Management, Llc
    Reading, PA
    Easton, PA
Other Businesses

06/03/25 Hyde Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Reading, PA 19607 - OBA start date 11/13/2007 - Hours per month 0 - Time Spent 0 06/03/25 Kenhorst Blvd. Properties LLC - Real Estate Rental - Investment Related - Reading, PA 19607 - OBA start date 03/17/2014 - Hours per month 0 - Time Spent 0 06/03/25 Hyde Tax Service - Business Entity For Tax Prep - Investment Related - Reading, PA 19607 - OBA start date 11/13/2007 - Hours per month 20 -0 Time Spent 12

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Designations

View on SEC IAPD

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