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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-12 |
Branch Locations
2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | New York | NY | 06/2015 | 03/2023 |
| Morgan Stanley | New York | NY | 03/2023 | 08/2023 |
| Oppenheimer & Co Inc | Jericho | NY | 09/2023 | Present |
I AM A FOUNDING PARTNER OF A NETWORKING GROUP. PRESENTLY, THERE IS A NO FINANCIAL GAIN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-17 |
| S66 | Uniform Combined State Law Examination | 2001-04-30 |
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