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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED 2002-11-05
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED
    Since 2002-11-05

Branch Locations

8300 Norman Center Dr, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 12/2000 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 06/2002 Present
Bank Of America, N.A. Bloomington MN 08/2011 Present
Other Businesses

I*58284 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TONKA UNITED SOCCER ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: DEEPHAVEN, MINNESOTA 55391 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/5/2011 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOCCER REFEREE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-28
  • S66 Uniform Combined State Law Examination
    2001-03-28

View on SEC IAPD

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