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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-29
  • CA RA
    APPROVED
    Since 2017-03-29

Branch Locations

6709 Lower Ridge Road, Santa Rosa, CA 95404 • United States

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincap Management Company Santa Rosa CA 09/1976 Present
One Capital Management, Llc Westlake Village CA 03/2017 Present
Previous Registrations
  • 2003-05-20 → 2018-02-05
    Lincap Management Company
    Santa Rosa, CA
Designations

View on SEC IAPD

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