Tracy Lee Newquist

Current Employers

Employment History

• 01/2006 → 05/2020
  Rnp Advisory Services, Inc.
  Morgan Hill, CA
• 12/2008 → 12/2016
  Foothill Securities, Inc.
  Morgan Hill, CA
• 01/2006 → 05/2020
  Rnp Estate And Insurance Services, Inc.
  Morgan Hill, CA
• 12/2016 → 03/2020
  Securities America, Inc.
  Morgan Hill, CA
• 06/2020 → 08/2020
  Buckingham Strategic Wealth, Llc
  St. Louis, MO
• 05/2021 → Present
  Dwr Wealth Management, Llc
  San Jose, CA
• 09/2020 → 04/2021
  Self Employed
  Morgan Hill, CA

Previous Registrations

• 2020-07-01 → 2020-09-14
  Buckingham Strategic Wealth, Llc
  Morgan Hill, CA
  St Louis, MO
• 2018-03-22 → 2020-07-01
  Rnp Advisory Services, Inc.
  Morgan Hill, CA
• 2006-06-22 → 2017-12-31
  Rnp Advisory Services, Inc.
  Morgan Hill, CA
  Morgan Hill, CA
• 2005-04-26 → 2006-02-07
  Lpl Financial Llc
  Morgan Hill, CA

Other Businesses

Balanced Access not investment-related 16055 Caputo Drive, Suite D, Morgan Hill, CA 95037 non-profit organization with a mission to provide internet access to under-served communities. Board Member, Treasurer 01/01/2023 1 hour per month 0 hours during trading Accounting of donations and payables, check writing, deposits, prepare financial statements.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-25
• S63 Uniform Securities Agent State Law Examination
  2001-06-08

Other Names

• Tracy Lee Hilgert