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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-20
NJ RA APPROVED 2005-02-07
  • TX RA
    APPROVED_RES
    Since 2016-01-20
  • NJ RA
    APPROVED
    Since 2005-02-07

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; LONG BEACH TOWNSHIP, NJ; SUMMER RENTAL; 100% OWNERSHIP WITH SPOUSE; START 7/1/2015; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-25
  • S66 Uniform Combined State Law Examination
    2001-04-25

View on SEC IAPD

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