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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-24
  • PA RA
    APPROVED
    Since 2020-02-24

Branch Locations

2005 City Line Rd Fl 3, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Allentown PA 12/2014 04/2017
Citizens Securities, Inc. Souderton PA 04/2017 02/2020
Raymond James Financial Services Advisors, Inc. Easton PA 02/2020 Present
Raymond James Financial Services, Inc. Easton PA 02/2020 Present
Fulton Bank Easton NJ 02/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 360 Northampton St, Easton, PA, 18042, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/24/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-29
  • S66 Uniform Combined State Law Examination
    2015-01-29

View on SEC IAPD

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