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Matthew John Drummond

Modern Capital Advisors, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Modern Capital Advisors, Llc

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-21
  • NC RA
    APPROVED
    Since 2022-01-21

Branch Locations

Raleigh, NC • United States

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc New York NY 09/2012 07/2019
Axa Advisors, Llc New York NY 04/2013 07/2019
Liberty Partners Financial Services Mt. Pleasant SC 01/2021 Present
Pcs Retirement Philadelphia PA 10/2019 Present
Modern Capital Advisors, Llc Mount Pleasant SC 01/2021 Present
  • 09/2012 → 07/2019
    Axa Distributors, Llc
    New York, NY
  • 04/2013 → 07/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2021 → Present
    Liberty Partners Financial Services
    Mt. Pleasant, SC
  • 10/2019 → Present
    Pcs Retirement
    Philadelphia, PA
  • 01/2021 → Present
    Mount Pleasant, SC
Previous Registrations
Other Businesses

PCS Retirement, Yes, 1801 Market Street, Suite 1000, Philadelphia, PA 19103, Retirement Plan Record Keeper, National Sales Director, Working with Financial Advisors to get them to utilize PCS Record Keeping tools. 01/01/2020, 40 hrs, Focus on growing PCS Retirement record keeping business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
S63 Uniform Securities Agent State Law Examination 2001-01-29
  • S66 Uniform Combined State Law Examination
    2001-07-03
  • S63 Uniform Securities Agent State Law Examination
    2001-01-29
Other Names
  • Matthew J Drummond
  • Matt Drummond

View on SEC IAPD

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