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Lance Christopher Turner

Raymond James & Associates, Inc.

Carmel, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-10-14
IN RA APPROVED 2005-07-27
  • TX RA
    APPROVED_RES
    Since 2005-10-14
  • IN RA
    APPROVED
    Since 2005-07-27

Branch Locations

10401 N Meridian St Ste 130, Carmel, IN 46290-1090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Carmel IN 06/2005 Present
Previous Registrations
  • 1999-02-03 → 2005-06-15
    J.J.B. Hilliard, W.L. Lyons, Llc
    Indianapolis, IN
Other Businesses

(1)Name of Business: First Heartland Wealth Management LLC Address: 10401 N Meridian St Ste 130, Carmel, IN, 46290-1090, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/31/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Paying branch services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1998-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-11-06

View on SEC IAPD

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