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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc | Fresno | CA | 11/2010 | 05/2025 |
| Scf Investment Advisors, Inc | Fresno | CA | 11/2010 | 05/2025 |
| Lpl Financial Llc | Austin | TX | 05/2025 | Present |
1- 05/2025 - NASH Opportunity Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2010 - 5 hours per month/ during trading 2- 05/2025 - Travis Country HOA - Non-Profit Board Member - Not Investment Related - Austin, TX - Start Date 05/01/2024 - 5 hours per month/ during trading 3- 05/2025 - NASH Opportunity Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2010 - 200 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-26 |
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