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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

179 Sully'S Trail Suite 300, 302 & 304, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2011 Present
Marathon Financial Pittsford NY 04/2011 Present
Previous Registrations
  • 2004-07-16 → 2011-04-25
    Ensemble Financial Services, Inc.
    Pittsford, NY
    Pittsford, NY
    Pittsford, NY
    Pittsford, NY
    Pittsford, NY
Other Businesses

1. Fixed insurance sales; as of 05/11/2011; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Marathon Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2011; 1% time spent during business hours; Conducted at branch; Investment related. 3. Subleasing branch office space, as of 09/01/2011, 0% time spent during business hours; Conducted at branch location; Not investment related. 4. Co-owner of rental property located in Penn Yan, NY, as of 08/01/2015; 0% time spent during business hours; Not conducted at branch location; Investment related. 5. Co-owner of rental property located in Sarasota, FL, as of 06/28/2019; Approximately 1% time spent during business hours; Not conducted at branch location; Investment related. 6. Co-owner, Marathon Legacy Partners Holdings, LLC; a private entity established as a holding company to own a securities, advisory, and insurance business; as of 3/02/2026; 1% time spent during business hours; Conducted at branch; Investment related. 7. Owner, Marathon Legacy Partners LLC; a private entity established as a holding company to own a securities, advisory, and insurance business; as of 3/02/2026; 1% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-24
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2001-04-24
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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