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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
179 Sully'S Trail Suite 300, 302 & 304, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2011 | Present |
| Marathon Financial | Pittsford | NY | 04/2011 | Present |
1. Fixed insurance sales; as of 05/11/2011; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Marathon Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2011; 1% time spent during business hours; Conducted at branch; Investment related. 3. Subleasing branch office space, as of 09/01/2011, 0% time spent during business hours; Conducted at branch location; Not investment related. 4. Co-owner of rental property located in Penn Yan, NY, as of 08/01/2015; 0% time spent during business hours; Not conducted at branch location; Investment related. 5. Co-owner of rental property located in Sarasota, FL, as of 06/28/2019; Approximately 1% time spent during business hours; Not conducted at branch location; Investment related. 6. Co-owner, Marathon Legacy Partners Holdings, LLC; a private entity established as a holding company to own a securities, advisory, and insurance business; as of 3/02/2026; 1% time spent during business hours; Conducted at branch; Investment related. 7. Owner, Marathon Legacy Partners LLC; a private entity established as a holding company to own a securities, advisory, and insurance business; as of 3/02/2026; 1% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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