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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-15
CA RA APPROVED 2026-04-03
  • TX RA
    APPROVED_RES
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2026-04-03

Branch Locations

431 S Lam Ln Suite B [Satellite], Lodi, CA 95242 • United States

1504 Eureka Road Suite 130, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 04/2014 07/2018
Wells Fargo Clearing Services, Llc Sacramento CA 07/2018 04/2026
Wells Fargo Advisors Financial Network, Llc Lodi CA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-15
S63 Uniform Securities Agent State Law Examination 2000-01-10
  • S66 Uniform Combined State Law Examination
    2001-03-15
  • S63 Uniform Securities Agent State Law Examination
    2000-01-10

View on SEC IAPD

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