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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-15 |
| CA | RA | APPROVED | 2026-04-03 |
Branch Locations
431 S Lam Ln Suite B [Satellite], Lodi, CA 95242 • United States
1504 Eureka Road Suite 130, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sacramento | CA | 04/2014 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 07/2018 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | Lodi | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-10 |
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