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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-08 |
| MN | RA | APPROVED | 2023-01-20 |
Branch Locations
950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States
950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 11/2012 | 10/2016 |
| Midcountry Bank | Buffalo | MN | 11/2012 | 10/2016 |
| Cetera Investment Advisers Llc | Buffalo | MN | 01/2014 | 10/2016 |
| U.S. Bancorp Investments, Inc. | Plymouth | MN | 10/2016 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 01/2023 | Present |
CHURCH OF THE OPEN DOOR, INV RELATED, MAPLE GROVE, MN, FINANCE COMMITTEE MEMBER, START: 9/20/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING, ASSISTING CHURCH WITH FUNDRAISINGN TO PAY OFF MORTGAGE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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