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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-29
TX RA APPROVED_RES 2020-11-24
FL RA APPROVED 2003-06-26
  • IA RA
    APPROVED
    Since 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2020-11-24
  • FL RA
    APPROVED
    Since 2003-06-26

Branch Locations

Polk City, IA • United States

8390 Sw 72Nd Ave Ste 142B, Miami, FL 33143-7664 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2005 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 8390 SW 72 Avenue, Suite 142B, Miami, FL, 33143; Not Investment-Related; 07/31/2013. Business Ownership; Austrian Wealth Systems; I am the President for Austrian Wealth Systems.; Office Management Business; 8390 SW 72 Avenue, Suite 142B, Miami, FL, 33143; Not Investment-Related; 07/17/2009; 1 to 9 hours per month; 0 during trading hours / Miami Executive Properties, LLC; Owner; Real Estate; 8390 SW 72 Avenue, Suite 142B, Miami, FL, 33143; Not Investment-Related; 07/31/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Fellowship of Christian Athletes; FCA is an organization dedicated to ministering to athletes and sharing the Gospel.; 175 SW 7th Street Suite 2003Miami, FL 33130, ,; Not Investment-Related; 04/22/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-07
  • S66 Uniform Combined State Law Examination
    2001-04-07
Other Names
  • Summer Melissa Berman
  • Summer Berman Diaz
  • Summer Melissa Diaz

View on SEC IAPD

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