Kristen R Quick

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-21
TX	RA	APPROVED	2023-09-21

CT RA
APPROVED

Since 2023-09-21
TX RA
APPROVED

Since 2023-09-21

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	06/2000	09/2023
Ubs Financial Services Inc	Greenwich	CT	09/2023	Present

06/2000 → 09/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
09/2023 → Present

Ubs Financial Services Inc

Greenwich, CT

Previous Registrations

2008-04-11 → 2023-09-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT
2001-08-28 → 2007-07-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT

Greenwich, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-09

S66 Uniform Combined State Law Examination

2001-07-09

Other Names

Kristen Renee Kempf
Kristen R Conte
Kristen Renee Conte
Kristen Renee Quick
Kristen ^ Kempf
Kristen ^ Conte

View on SEC IAPD

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