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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-11-04
TX RA APPROVED 2021-11-03
  • TN RA
    APPROVED
    Since 2021-11-04
  • TX RA
    APPROVED
    Since 2021-11-03

Branch Locations

10420 Jackson Oaks Way Suite 100, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Health Care Company Knoxville TN 03/1996 09/2020
L.P. Financial Advisors Inc. Knoxville TN 08/2001 09/2020
Independent Insurance Sales Knoxville TN 09/2005 Present
Ssn Advisory Inc Knoxville TN 02/2017 09/2020
Securities Service Network, Inc Knoxville TN 02/2007 09/2020
Securities America, Inc. Knoxville TN 09/2020 11/2021
Securities America Advisors, Inc. Knoxville TN 09/2020 11/2021
Silver Oak Securities, Inc. Knoxville TN 11/2021 Present
  • 03/1996 → 09/2020
    National Health Care Company
    Knoxville, TN
  • 08/2001 → 09/2020
    L.P. Financial Advisors Inc.
    Knoxville, TN
  • 09/2005 → Present
    Independent Insurance Sales
    Knoxville, TN
  • 02/2017 → 09/2020
    Ssn Advisory Inc
    Knoxville, TN
  • 02/2007 → 09/2020
    Securities Service Network, Inc
    Knoxville, TN
  • 09/2020 → 11/2021
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → 11/2021
    Securities America Advisors, Inc.
    Knoxville, TN
  • 11/2021 → Present
    Silver Oak Securities, Inc.
    Knoxville, TN
Previous Registrations
  • 2020-09-18 → 2021-11-09
    Securities America Advisors, Inc.
    Knoxville, TN
  • 2017-02-07 → 2020-09-18
    Ssn Advisory, Inc.
    Knoxville, TN
  • 2009-07-10 → 2017-04-20
    Jd Powers Financial Services, Inc.
    Knoxville, TN
  • 2007-02-01 → 2010-02-01
    Ssn Advisory, Inc.
    Knoxville, TN
  • 2004-03-09 → 2007-02-02
    Raymond James Financial Services, Inc.
    Knoxville, TN
    Knoxville, TN
Other Businesses

1). L.P Financial Advisors Inc.,Is Not Investment Related,,insurance,owner,2021-11-08,5 hours per month,0 hours per month during trading hours,Commission Compensation,life and long term care and DI insurance 2). L.P. Financial Advisors Inc -10420 JACKSON OAKS WAY, SUITE 100, KNOXVILLE, TN 37922 - 02/2007 - NIR - Power of attorney for one of my fathers account. - monitoring the account and take control if father losses his abilities to manage the account - POA - 0 hrs/mo trading L P FINANCIAL ADVISORS POSITION: DBA ? NATURE: Outside insurance for LIfe , health and long term care INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1996 ADDRESS: 10420 Jackson Oaks way Suite 100, Knoxville TN 37934 DESCRIPTION: L.P. Financial Advisor is just name of my Business . ME POSITION: POA NATURE: POA for my parents trust INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2019 ADDRESS: 508 Brair Gate Lane, Knoxville TN 37934 DESCRIPTION: helping my parents out as they are older now

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2001-03-26

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