Suzan Michelle Hall

Current Employers

Hall Financial Wellness

4000 Macarthur Blvd. Suite 600 East Tower, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-08
CA	RA	APPROVED	2025-02-11

TX RA
APPROVED_RES

Since 2026-03-08
CA RA
APPROVED

Since 2025-02-11

Branch Locations

4000 Macarthur Blvd. Suite 600 East Tower, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Glendale	CA	02/2017	04/2017
National Retirement Services	Huntington Beach	CA	03/2016	02/2017
United Retirement Plan Consultants	Torrance	CA	04/2017	03/2018
Monarch Corporate Advisors	Simi Valley	CA	11/2017	06/2018
Ymca Oc	Huntington Beach	CA	11/2015	12/2017
Los Cab Sports Village	Fountain Valley	CA	01/2012	Present
Self-Employed	Huntington Beach	CA	05/2019	03/2020
Goldleaf Partners	Alexandria	VA	08/2018	04/2019
Edward Jones	Huntington Beach	CA	03/2020	04/2021
Pension Planning Consultants, Inc	Albuquerque	NM	01/2019	03/2020
Trpc Advisory Services, Inc.	Huntington Beach	CA	04/2021	03/2024
Trpc Advisory Services, Inc.	Huntington Beach	CA	05/2024	11/2024
The Retirement Plan Company	Huntington Beach	CA	04/2021	03/2024
Hall Financial Wellness	Newport Beach	CA	12/2024	Present
Ymca Of Newport Beach	Newport Beach	CA	02/2025	Present

02/2017 → 04/2017

Gwfs Equities, Inc.

Glendale, CA
03/2016 → 02/2017

National Retirement Services

Huntington Beach, CA
04/2017 → 03/2018

United Retirement Plan Consultants

Torrance, CA
11/2017 → 06/2018

Monarch Corporate Advisors

Simi Valley, CA
11/2015 → 12/2017

Ymca Oc

Huntington Beach, CA
01/2012 → Present

Los Cab Sports Village

Fountain Valley, CA
05/2019 → 03/2020

Self-Employed

Huntington Beach, CA
08/2018 → 04/2019

Goldleaf Partners

Alexandria, VA
03/2020 → 04/2021

Edward Jones

Huntington Beach, CA
01/2019 → 03/2020

Pension Planning Consultants, Inc

Albuquerque, NM
04/2021 → 03/2024

Trpc Advisory Services, Inc.

Huntington Beach, CA
05/2024 → 11/2024

Trpc Advisory Services, Inc.

Huntington Beach, CA
04/2021 → 03/2024

The Retirement Plan Company

Huntington Beach, CA
12/2024 → Present

Hall Financial Wellness

Newport Beach, CA
02/2025 → Present

Ymca Of Newport Beach

Newport Beach, CA

Previous Registrations

2024-05-30 → 2024-11-19

Daybright Advisory Services, Inc.

Huntington Beach, CA
2021-05-14 → 2024-03-22

Daybright Advisory Services, Inc.

Huntington Beach, CA

Miami, FL
2020-04-17 → 2021-04-13

Edward Jones

Orange County, CA

St Louis, MO
2017-11-07 → 2018-06-20

Monarch Plan Advisors

Huntington Beach, CA

Simi Valley, CA
2017-02-09 → 2017-04-25

Empower Advisory Group, Llc

Huntington Beach, CA

Greenwood Village, CO
2015-12-03 → 2016-02-08

Bridge Advisory Llc

Newport Beach, CA

Pasadena, CA
2014-06-18 → 2014-12-17

Labrum Wealth Management, Llc

Carlsbad, CA

Other Businesses

(1) LOS CAB SPORTS VILLAGE; NOT INVESTMENT RELATED; FOUNTAIN VALLEY, CA; FITNESS; GROUP FITNESS INSTRUCTOR; 01/2012; 4; 2; TEACH GROUP EXERCISE CLASSES. (2) PRETTY DAINTY JEWELRY; NOT INVESTMENT RELATED; WEST HOLLYWOOD, CA; ONLINE JEWELRY STORE; OWNER 02/2024; 2; 0; SELL FASHION JEWELRY ONLINE. (3) YMCA OF NEWPORT BEACH; NOT INVESTMENT RELATED; NEWPORT BEACH, CA; FITNESS; FITNESS INSTRUCTOR; 02/2025; 8; 0; TEACH EXERCISE CLASSES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-05-15
S65	Uniform Investment Adviser Law Examination	2014-05-19

S63 Uniform Securities Agent State Law Examination

2020-05-15
S65 Uniform Investment Adviser Law Examination

2014-05-19

View on SEC IAPD