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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-09
OH RA APPROVED 2005-02-07
NC RA APPROVED 2004-10-01
CA RA APPROVED 2003-09-29
  • TX RA
    APPROVED_RES
    Since 2008-05-09
  • OH RA
    APPROVED
    Since 2005-02-07
  • NC RA
    APPROVED
    Since 2004-10-01
  • CA RA
    APPROVED
    Since 2003-09-29

Branch Locations

560 Mission Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2010 Present
J.P. Morgan Securities Llc San Francisco CA 10/2008 Present
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2008 → Present
    San Francisco, CA
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-15
  • S66 Uniform Combined State Law Examination
    2001-03-15

View on SEC IAPD

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