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Mark Patrick Heck

LPl Financial LLC

Frisco, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

2600 Dallas Pkwy Ste 520 Ste 520, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dallas TX 03/2011 07/2022
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Dallas TX 01/2013 02/2020
Scf Securities, Inc. Fresno CA 07/2022 05/2025
Scf Investment Advisors, Inc. Fresno CA 07/2022 05/2025
Lpl Financial Llc Frisco TX 05/2025 Present
  • 03/2011 → 07/2022
    Dallas, TX
  • 01/2013 → 02/2020
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Dallas, TX
  • 07/2022 → 05/2025
    Scf Securities, Inc.
    Fresno, CA
  • 07/2022 → 05/2025
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 05/2025 → Present
    Frisco, TX
Previous Registrations
  • 2022-07-01 → 2025-05-01
    Scf Investment Advisors, Inc.
    Frisco, TX
    San Diego, CA
  • 2011-03-31 → 2022-07-12
    Farmers Branch, TX
    San Diego, CA
    Farmers Branch, TX
    Prosper, TX
    Plano, TX
    Dallas, TX
    Plano, TX
  • 2013-01-28 → 2020-02-28
    Farmers Branch, TX
    Plano, TX
    Dallas, TX
  • 2004-06-03 → 2011-04-08
    Houston, TX
    Addison, TX
    Houston, TX
Other Businesses

1. 5/2025 - Dallas Financial Wholesalers - Non-Variable Insurance - INV REL - At Reported Business Location - Start Date 10/27/2021 - 3hrs/MTH 2. 5/2025 - Tennyson Advisory Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location - Start Date 01/01/2018 - 160hrs/MTH 3. 5/2025 - TAG Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location - Start Date 01/01/2018 - 160hrs/MTH 4. 06/04/2025 - Texas State Financial, Inc. - Business Entity For Tax/Investment Purposes Only - Not investment Related - Home Based - Start Date 04/01/2011 - 4 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-25
  • S66 Uniform Combined State Law Examination
    2004-05-25
Other Names
  • Mark Patrick Heck
  • Mark Heck

View on SEC IAPD

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