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Simon Anthony Lack

Sl Advisors, LLC

Naples, FL

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Current Employers
Sl Advisors, Llc

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-10
NJ RA APPROVED 2025-11-10
TX RA APPROVED_RES 2016-12-01
  • FL RA
    APPROVED
    Since 2025-11-10
  • NJ RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED_RES
    Since 2016-12-01

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sl Advisors, Llc Westfield NJ 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-20
S63 Uniform Securities Agent State Law Examination 2005-05-26
  • S65 Uniform Investment Adviser Law Examination
    2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    2005-05-26
Designations

View on SEC IAPD

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