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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-13 |
| FL | RA | APPROVED | 2012-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 09/2012 | Present |
| Bank Of America N.A. | Coral Gables | FL | 12/2012 | Present |
I*4052272, Entity Type: Entity For Profit, Name of OBA: LM444 LLC, Address: Miami, Florida, 33129, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 02/28/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: nothing. I am transferring real state in my name to this LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-29 |
| S66 | Uniform Combined State Law Examination | 2008-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-28 |
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