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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2001-03-07
  • OH RA
    APPROVED
    Since 2001-03-07

Branch Locations

2000 North Clinton, Defiance, OH 43512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steyer & Co. Defiance OH 06/1991 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2001 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2001 Present
  • 06/1991 → Present
    Steyer & Co.
    Defiance, OH
  • 01/2001 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2001 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: STEYER & CO, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CPA FIRM, START DATE: 6/1991, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: PARTNER, BRIEF DESCRIPTION OF DUTIES: CPA; 2) NAME OF OTHER BUSINESS: PROMEDICA DEFIANCE REGIONAL HOSPITAL ; INVESTMENT RELATED: NO ; ADDRESS: 1200 RALSTON AVE DEFIANCE OH 43512 ; NATURE OF BUSINESS: BOARD OF TRUSTEE ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ADVISE AND DIRECT THE OPERATIONS OF PROMEDICA DEFIANCE REGIONAL HOSPITAL ; 3) NAME OF OTHER BUSINESS: 2KB LCC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: ONLINE RETAIL SALES / VACATION PROPERTY RENTAL; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: MEMBER / MANAGER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLY FOR ALL ACTIVITIES OF THE LLC;

Designations

View on SEC IAPD

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