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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-19
  • TX RA
    APPROVED
    Since 2015-11-19

Branch Locations

605 E. Main St., Uvalde, TX 78801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Federal C.U. San Antonio TX 11/2015 Present
Raymond James Financial Services, Inc. Uvalde TX 11/2015 Present
Raymond James Financial Services Advisors Inc. Uvalde TX 11/2015 Present
Previous Registrations
  • 2014-01-21 → 2015-11-10
    San Antonio, TX
  • 2005-08-16 → 2014-01-21
    Cetera Investment Services Llc
    San Antonio, TX
    Uvalde, TX
    Boerne, TX
    San Antonio, TX
  • 2002-08-26 → 2005-10-21
    Security Service Cuso, L.L.C.
    San Antonio, TX
Other Businesses

(1)Name of Business: Security Service FCU Address: 605 E. Main St., Uvalde, TX 78801, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/11/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor/employee, etc (2)Name of Business: Security Service Investment Group Address: 605 E. Main St., Uvalde, TX 78801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/11/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Adviser

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-01
S63 Uniform Securities Agent State Law Examination 2001-05-07
  • S66 Uniform Combined State Law Examination
    2003-08-01
  • S63 Uniform Securities Agent State Law Examination
    2001-05-07
Other Names
  • Kent Mulkey

View on SEC IAPD

More in Uvalde, TX

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