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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-09
  • PA RA
    APPROVED
    Since 2016-12-09

Branch Locations

1422 W Street Rd, Warminster, PA 18974-3112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global One Financial Services Warminster PA 01/2003 Present
Voya Financial Advisors Warminster PA 09/2014 11/2016
Lpl Financial Llc Warminster PA 12/2016 Present
  • 01/2003 → Present
    Global One Financial Services
    Warminster, PA
  • 09/2014 → 11/2016
    Voya Financial Advisors
    Warminster, PA
  • 12/2016 → Present
    Warminster, PA
Previous Registrations
Other Businesses

1. 12/08/2016 - ADAM GLADSTONE/ NON-VARIABLE INSURANCE/ 5%/ WARMINSTER, PA 2. 12/08/2016 - GLOBAL ONE FINANCIAL SERVICES/ TAX PREP, ACCOUNTING, CPA/ 30%/ WARMINSTER, PA 3. 9/12/2019 - No Business Name - Investment Related - 1422 W. Street Rd., Warminster, PA 18974 & North Wales, PA - Real Estate Rental - Owner and Manager - Started 12/08/2016 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-05
  • S63 Uniform Securities Agent State Law Examination
    2001-05-05
Designations

View on SEC IAPD

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