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James Douglas Ward

Everett Harris & Co

Los Angeles, CA

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Current Employers
Everett Harris & Co

801 South Figueroa Street Suite 2050, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

801 South Figueroa Street Suite 2050, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Everett Harris & Co. Los Angeles CA 06/1982 Present
Other Businesses

YES - MR. WARD IS A GENERAL PARTNER OF RAINBOW CAPITAL MANAGEMENT, LLC, WHICH PROVIDES INVESTMENT MANAGEMENT SERVICES TO A PRIVATE INVESTMENT FUND, NAMED RAINBOW FUND, LP. RAINBOW CAPITAL MANAGEMENT, LLC ALSO OPERATES FROM 888 W. SIXTH ST., 10TH FLR., LOS ANGELES, CA 90017. MR. WARD SPENDS APPROXIMATELY 10% OF HIS TIME PROVIDING SERVICES TO THE RAINBOW FUND.

Designations

View on SEC IAPD

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WEALTHSPIRE RETIREMENT ADVISORY

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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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