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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.D. Vest Investment Services | Irving | TX | 12/2000 | 01/2019 |
| H.D. Vest Advisory Services | Irving | TX | 12/2004 | 01/2019 |
| Avantax Investment Services, Inc. | Fort Worth | TX | 01/2019 | 09/2025 |
| Avantax Advisory Services | Fort Worth | TX | 01/2019 | 09/2025 |
| Avantax Insurance Services, Llc | Ft Worth | TX | 01/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Fort Worth | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) SPRINGER FINANCIAL CONSULTING, LLC POSITION: President NATURE: This was created originally to only provide a business entity with which with to purchase health insurance from FSI. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2021 ADDRESS: 5136 Broken Bow Dr, Fort Worth TX 76137, United States DESCRIPTION: The job requires no time except to file the franchise tax statement for the state each year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-29 |
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