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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Irving TX 12/2000 01/2019
H.D. Vest Advisory Services Irving TX 12/2004 01/2019
Avantax Investment Services, Inc. Fort Worth TX 01/2019 09/2025
Avantax Advisory Services Fort Worth TX 01/2019 09/2025
Avantax Insurance Services, Llc Ft Worth TX 01/2019 09/2025
Cetera Wealth Services, Llc Fort Worth TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2000 → 01/2019
    H.D. Vest Investment Services
    Irving, TX
  • 12/2004 → 01/2019
    H.D. Vest Advisory Services
    Irving, TX
  • 01/2019 → 09/2025
    Avantax Investment Services, Inc.
    Fort Worth, TX
  • 01/2019 → 09/2025
    Avantax Advisory Services
    Fort Worth, TX
  • 01/2019 → 09/2025
    Avantax Insurance Services, Llc
    Ft Worth, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Fort Worth, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-01-22 → 2025-09-05
    Avantax Advisory Services
    Fort Worth, TX
  • 2004-12-07 → 2019-01-07
    Avantax Advisory Services
    Irving, TX
Other Businesses

1) SPRINGER FINANCIAL CONSULTING, LLC POSITION: President NATURE: This was created originally to only provide a business entity with which with to purchase health insurance from FSI. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2021 ADDRESS: 5136 Broken Bow Dr, Fort Worth TX 76137, United States DESCRIPTION: The job requires no time except to file the franchise tax statement for the state each year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-29
  • S66 Uniform Combined State Law Examination
    2002-01-29
Designations
Other Names
  • Thomas William Springer
  • Thomas William Springer
  • Thomas Spencer
  • Thomas Willam Springer

View on SEC IAPD

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