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Current Employers
Mpwm Advisory Solutions Llc

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-29
  • NY RA
    APPROVED
    Since 2021-11-29

Branch Locations

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New York NY 05/2008 Present
Mpwm Advisory Solutions Llc New York NY 01/2020 Present
Other Businesses

1. 1/10/2020 - Manhattan Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 0 Hours Per Month. 2. 1/15/2020 - MPWM Advisory Solutions LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through MPWM Advisory Solutions LLC, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/15/2020 - MPWM Advisory Solutions LLC - DBA: (Hybrid) Manhattan Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2020 - 160 Hours Per Month/30 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-07
S65 Uniform Investment Adviser Law Examination 2001-03-29
  • S63 Uniform Securities Agent State Law Examination
    2008-08-07
  • S65 Uniform Investment Adviser Law Examination
    2001-03-29

View on SEC IAPD

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