Bryan Richard Shick

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-11-04
KY	RA	APPROVED	2023-10-12
TX	RA	APPROVED_RES	2007-02-28
OH	RA	APPROVED	2007-02-09

NC RA
APPROVED

Since 2025-11-04
KY RA
APPROVED

Since 2023-10-12
TX RA
APPROVED_RES

Since 2007-02-28
OH RA
APPROVED

Since 2007-02-09

Branch Locations

Asheville, NC • United States

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Fort Thomas, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Cincinnati	OH	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Cincinnati, OH

Previous Registrations

2003-06-30 → 2007-02-09

Keybanc Capital Markets Inc.

Cincinnati, OH

Cincinnati, OH

Other Businesses

The Brain Donor Project / 8218 Sweet Briar Court Liberty Township,OH 45044 / Other/ Charities, Cultural, Educational & Political Organizations / increase awareness & streamline process of donating ones brain upon death / Other / member of board of directors & board treasurer / general advice & one of two people within organization that can write checks / Start Date 4/24/16 not-for-profit / 4 to 6 meetings per year; not sure yet if they'll occur during business hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-05

S66 Uniform Combined State Law Examination

2001-03-05

View on SEC IAPD