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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-25 |
| SC | RA | APPROVED | 2024-08-12 |
| WI | RA | APPROVED | 2024-08-09 |
| CO | RA | APPROVED | 2024-08-08 |
| FL | RA | APPROVED | 2024-08-08 |
| MI | RA | APPROVED | 2024-08-08 |
| WA | RA | APPROVED | 2024-08-08 |
| IA | RA | APPROVED | 2024-07-30 |
| IL | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED | 2024-07-29 |
Branch Locations
1990 Main St Suite 750, Sarasota, FL 34236 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Topeka | KS | 09/2016 | Present |
| Victoria Larson Inc. | Sarasota | FL | 06/2016 | 10/2021 |
| Vip Financial Advisors, Inc. | Punta Gorda | FL | 09/2016 | 03/2017 |
| Vitality Investments, Inc. | Sarasota | FL | 10/2021 | Present |
1) VITALITY INVESTMENTS, INC. INVESTMENT RELATED. 677 N WASHINGTON BLVD, SARASOTA, FL 34234. FINANCIAL ADVISOR/INSURANCE PROFESSIONAL. 10/2021. 160 HOURS/MONTH. 160 HOURS/TRADING. 2) NATIONAL GOLD CONSULTANTS; YES INVESTMENT-RELATED; 2 DIVISION STREET EAST SUITE 201, BUFFALO MN 55313; WHOLESALE PRECIOUS METALS; INDEPENDANT CONTRACTOR; START DATE 09/17/2021; APPROX 00 HRS/MONTH; APPROX 1 HRS/MONTH DURING TRADING; SALES OF PRECIOUS METALS 3) SOFA (SOCIETY OF FINANCIAL AWARENESS); NOT INVESTMENT RELATED; 3914 MURPHY CANYON ROAD, SUITE A125, SAN DIEGO, CA 92123; SPEAKER; START DATE: 09/01/2019; APPROX 03 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; EDUCATION OF THE PUBLIC. 4) Royal Energy Drilling, yes, investment related, 104 W Anapamu St. Ste. C, Santa Barbara, CA 93101, Explores, develops, produces and markets crude oil and natural gas, Position: Agent, July 2024, 1 hour per month, share investment opportunity in oil and gas drilling
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-23 |
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