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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-13 |
| CA | RA | APPROVED | 2026-03-11 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
16355 E Palisades Blvd, Fountain Hills, AZ 85268 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chandler | AZ | 03/2015 | 09/2022 |
| Bank Of The West | Tempe | AZ | 09/2022 | 11/2025 |
| Bancwest Investment Services, Inc. | Tempe | AZ | 09/2022 | 11/2025 |
| Lpl Financial Llc | Tempe | AZ | 07/2023 | 11/2025 |
| Wells Fargo Clearing Services, Llc | Fountain Hills | AZ | 02/2026 | Present |
| Wells Fargo Bank, Na | Fountain Hills | AZ | 01/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2012 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-26 |
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