Cynthia Golden Brown

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-21
UT	RA	APPROVED	2023-07-21
NY	RA	APPROVED	2023-07-20
CA	RA	APPROVED	2023-07-10
CO	RA	APPROVED	2023-07-10
TX	RA	APPROVED	2021-07-29

FL RA
APPROVED

Since 2023-07-21
UT RA
APPROVED

Since 2023-07-21
NY RA
APPROVED

Since 2023-07-20
CA RA
APPROVED

Since 2023-07-10
CO RA
APPROVED

Since 2023-07-10
TX RA
APPROVED

Since 2021-07-29

Branch Locations

Aspen, CO • United States

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc.	Dallas	TX	10/2008	Present

10/2008 → Present

J.P. Morgan Securities Inc.

Dallas, TX

Other Businesses

1) Still Point Inc/ investment related?: yes/ Lot 54, Bay Street, Dunmore Town, Harbour Island, Bahamas/ Real Estate/ Proprietor / owner/ Very limited duties. I am responsible for decisions around whether to hire or fire the management company who oversees the rental property and the decision of when, if ever, we sell the house/ start date: 7/7/2021/

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-12
S63	Uniform Securities Agent State Law Examination	2002-01-04

S66 Uniform Combined State Law Examination

2021-07-12
S63 Uniform Securities Agent State Law Examination

2002-01-04

Other Names

Cynthia Ann Golden
Cynthia Ann Daugusta
Cynthia Ann Golden
Cynthia Golden Brown

View on SEC IAPD