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Jonathan Steele Williamson

Ubs Financial Services Inc.

Springfield, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-19
ME RA APPROVED 2020-08-14
  • TX RA
    APPROVED
    Since 2020-08-19
  • ME RA
    APPROVED
    Since 2020-08-14

Branch Locations

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Worcester MA 12/2000 08/2020
Strategic Advisers Worcester MA 11/2003 08/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2020
Ubs Financial Services Inc. Springfield MA 08/2020 Present
  • 12/2000 → 08/2020
    Fidelity Brokerage Services Llc
    Worcester, MA
  • 11/2003 → 08/2020
    Strategic Advisers
    Worcester, MA
  • 07/2018 → 08/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2020 → Present
    Ubs Financial Services Inc.
    Springfield, MA
Previous Registrations
  • 2018-07-13 → 2020-08-13
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2003-12-12 → 2018-07-13
    Strategic Advisers Llc
    West Hartford, CT
    Worcester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-12
S63 Uniform Securities Agent State Law Examination 2001-04-19
  • S66 Uniform Combined State Law Examination
    2003-11-12
  • S63 Uniform Securities Agent State Law Examination
    2001-04-19

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
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LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
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