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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-04-20
TX RA APPROVED 2017-04-20
IL RA APPROVED 2016-06-10
  • LA RA
    APPROVED
    Since 2017-04-20
  • TX RA
    APPROVED
    Since 2017-04-20
  • IL RA
    APPROVED
    Since 2016-06-10

Branch Locations

33 N La Salle St Suite 2510, Chicago, IL 60602 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsview Wealth Management Llc Chicago IL 06/2016 Present
Kingsview Partners Llc Grants Pass OR 06/2016 Present
Previous Registrations
  • 2012-08-02 → 2016-07-28
    United Advisors
    Chicago, IL
  • 2010-12-09 → 2012-08-01
    Downers Grove, IL
    Chicago, IL
    Chicago, IL
  • 2002-04-24 → 2011-02-08
    Astor Asset Management Llc
    Chicago, IL
  • 2010-11-11 → 2010-12-23
    Qa3 Financial Llc
    Chicago, IL
  • 2006-01-13 → 2009-09-04
    Waterstone Financial Group, Inc.
    Boston, MA
    Boston, MA
    Chicago, IL
  • 2004-08-23 → 2005-12-31
    Vsr Financial Services, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

BUSINESS NAME: ACCENT ASSET MANAGEMENT, TITLE: PRESIDENT AND CEO, BUSINESS NATURE: MEDIA SERVICES - FOX TV/RADIO.- 5% TIME SPENT BUSINESS NAME: CONTRIBUTOR - FOX BUSINESS NETWORK, TITLE: CONTRIBUTOR, BUSINESS NATURE: ON-AIR REPORTING FOR MEDIA OUTLETS. - 5% TIME SPENT FIXED INSURANCE SALES - PRODUCER/AGENT - START DATE: 09/2003 - LOCATED AT 1452 W MELROSE, CHICAGO, IL 60657, United States - 5% TIME SPENT UNITED ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE/CHIEF MARKET STRATEGIST 50% TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-11
S63 Uniform Securities Agent State Law Examination 2001-06-08
  • S65 Uniform Investment Adviser Law Examination
    2002-04-11
  • S63 Uniform Securities Agent State Law Examination
    2001-06-08

View on SEC IAPD

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