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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-04
OR RA APPROVED 2015-07-02
  • TX RA
    APPROVED_RES
    Since 2017-01-04
  • OR RA
    APPROVED
    Since 2015-07-02

Branch Locations

Sisters, OR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Trusted Partners Alliance Corp. Sisters OR 10/2013 Present
Tpa Financial Sisters OR 07/2015 Present
Founders Financial Securities Llc Towson MD 07/2015 Present
  • 10/2013 → Present
    Trusted Partners Alliance Corp.
    Sisters, OR
  • 07/2015 → Present
    Tpa Financial
    Sisters, OR
  • 07/2015 → Present
    Towson, MD
Previous Registrations
  • 2012-01-06 → 2015-07-17
    Portland, OR
    Modesto, CA
  • 2009-09-23 → 2012-01-06
    Investment Advisors International, Inc.
    Portland, OR
    Portland, OR
  • 2004-11-19 → 2007-10-16
    1717 Capital Management Company
    Portland, OR
    Atlanta, GA
    Portland, OR
Other Businesses

1)TPA FINANCIAL; INVESTMENT RELATED; 884 S STARRY SKIES COURT, SISTER, OR 97759; PRESIDENT; START DATE 7/1/2015; 100 HRS PER MONTH; 50 HOURS DURING TRADING; INVESTMENT ADVISER REPRESENTATIVE AND FEE BASED FINANCIAL SERVICES, FIXED INSURANCE, EQUITY INDEXED ANNUITIES 2) MONEY CHARACTER; INVESTMENT RELATED; 884 S STARRY SKIES CT. SISTERS, OR, 97759; START DATE: 1/1/19; PRESIDENT/OWNER; 8 HRS PER MONTH; 0 HRS DURING TRADING; FINANCIAL LITERACY & EDUCATION 3) TRUSTED PARTNERS ALLIANCE; NOT INVESTMENT RELATED; 884 S STARRY SKIES CT, SISTERS, OR 97759; START DATE: 1/1/2019; PRESIDENT/ CEO;10 HRS PER MONTH; 0 DURING TRADING; CONSULTING MARKETING, AND LEAD GENERATION FOR STRATEGIC RELATIONSHIPS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S66 Uniform Combined State Law Examination
    2004-10-25
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03
Other Names
  • Timothy James Lay
  • Timothy James Lay

View on SEC IAPD

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