Jeffrey Willard Apps

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2011-07-29

CO RA
APPROVED

Since 2011-07-29

Branch Locations

Avon, CO • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Srs Capital Advisors, Inc.	Denver	CO	01/2012	Present

01/2012 → Present

Srs Capital Advisors, Inc.

Denver, CO

Previous Registrations

2001-08-17 → 2008-04-10

Equitable Advisors, Llc

New York, NY

Edwards, CO

Edwards, CO

Other Businesses

1. VAIL VALLEY CARES-NON-PROFIT; RUNS THRIFTY STORES IN EDWARDS AND EAGLE; PRESIDENT BOARD OF DIRECTORS; START DATE: 4/03; 4 HOURS PER MONTH; $0 COMPENSATION. 2. VAIL ROTARY MEMBER. START DATE: 01/2011; 12 HOURS PER MONTH; $0 COMPENSATION. 3. BOY SCOUTS OF AMERICA - TROOP 231 COMMITTEE CHAIRPERSON. START DATE: 3/2011. 4 HOURS PER MONTH; $0 COMPENSATION. 4. LICENSED TO SELL INSURANCE WITH MULTIPLE INSURANCE COMPANIES; 4 HOURS PER MONTH; RECEIVES COMMISSIONS RELATED TO THE PRODUCT SOLD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-07-27
S66	Uniform Combined State Law Examination	2001-04-18

S65 Uniform Investment Adviser Law Examination

2011-07-27
S66 Uniform Combined State Law Examination

2001-04-18

Other Names

Jeffrey W. Apps

View on SEC IAPD