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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-14
CA RA APPROVED 2014-05-30
  • TX RA
    APPROVED_RES
    Since 2014-07-14
  • CA RA
    APPROVED
    Since 2014-05-30

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Los Angeles CA 05/2014 Present
Bank Of America N.A. Los Angeles CA 06/2014 Present
  • 05/2014 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Los Angeles, CA
  • 06/2014 → Present
    Bank Of America N.A.
    Los Angeles, CA
Previous Registrations
  • 2004-04-06 → 2007-07-27
    Banc Of America Investment Services, Inc.
    Walnut Creek, CA
    Los Angeles, CA
    Los Angeles, CA
    Venice, CA
    Santa Monica, CA
    Los Angeles, CA
  • 2003-03-27 → 2004-04-12
    Wells Fargo Investments, Llc
    Walnut Creek, CA
Other Businesses

I*1304283For profit or not for profit: Entity CharitableName of outside business organization: St. Jude of the Apostle School - PTG(Parent teacher Group)Investment related: No Address: Westlake Village, California 91361 Position, title, association: Treasurer, Board Member Start date of relationship: 8/1/2023 Number of hours devoted: 2 hours Wkly Number of hours devoted during trading hours: 0 Duties: Board Member/Treasurer for the Parent Teacher Group at St. Jude of the Apostle School. The role would be to maintain financial records for the PTG, create & maintain a budget, reconcile the bank a/c, send reports to the CPA, issue check requests for School I*1916369, Entity Type Entity For Profit, Entity Publicly Traded, Name of OBA: Olive Tree People Address: Santa Monica, California 90401 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 07/12/2024 No Hours:10 hrs weekly No Hours during trading: 0 Duties: Independent Beauty Consultant. Build a business under the Olive Tree Company thru digital marketing, pop up shops, and natural network or center of influence. Building the business consists of selling products and building a team of consultants under me. Direct to consumer based marketing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-24
S63 Uniform Securities Agent State Law Examination 2001-05-02
  • S65 Uniform Investment Adviser Law Examination
    2003-03-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-02
Other Names
  • Jennifer Raquel Martinez
  • Jennifer Martinez
  • Jennifer R Carranza

View on SEC IAPD

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