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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-14 |
| CA | RA | APPROVED | 2014-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Los Angeles | CA | 05/2014 | Present |
| Bank Of America N.A. | Los Angeles | CA | 06/2014 | Present |
I*1304283For profit or not for profit: Entity CharitableName of outside business organization: St. Jude of the Apostle School - PTG(Parent teacher Group)Investment related: No Address: Westlake Village, California 91361 Position, title, association: Treasurer, Board Member Start date of relationship: 8/1/2023 Number of hours devoted: 2 hours Wkly Number of hours devoted during trading hours: 0 Duties: Board Member/Treasurer for the Parent Teacher Group at St. Jude of the Apostle School. The role would be to maintain financial records for the PTG, create & maintain a budget, reconcile the bank a/c, send reports to the CPA, issue check requests for School I*1916369, Entity Type Entity For Profit, Entity Publicly Traded, Name of OBA: Olive Tree People Address: Santa Monica, California 90401 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 07/12/2024 No Hours:10 hrs weekly No Hours during trading: 0 Duties: Independent Beauty Consultant. Build a business under the Olive Tree Company thru digital marketing, pop up shops, and natural network or center of influence. Building the business consists of selling products and building a team of consultants under me. Direct to consumer based marketing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-02 |
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