Guy Edmund Woolley

Current Employers

Freedom Capital Management, Inc.

Mill Valley, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-02-27

CA RA
APPROVED

Since 2009-02-27

Branch Locations

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Freedom Capital Management. Inc	Mill Valley	CA	01/2006	Present

01/2006 → Present

Freedom Capital Management. Inc

Mill Valley, CA

Previous Registrations

2006-02-10 → 2018-06-25

Geneos Wealth Management, Inc.

Mill Valley, CA

Englewood, CO

Mill Valley, CA

Santa Rosa, CA

Englewood, CO
2006-03-14 → 2008-12-31

Freedom Capital Management, Inc.

Santa Rosa, CA
2004-05-20 → 2006-02-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA

Mill Valley, CA
2001-04-01 → 2004-05-21

Citigroup Global Markets Inc.

San Francisco, CA

Other Businesses

1) RIA/DBA:OWNER OF FREEDOM CAPITAL MANAGEMENT INC THIS IS AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) Ca Lic #0179717 - Licensed Insurance Agent for occasional client need.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-15
S63	Uniform Securities Agent State Law Examination	2001-02-02

S65 Uniform Investment Adviser Law Examination

2001-02-15
S63 Uniform Securities Agent State Law Examination

2001-02-02

View on SEC IAPD