Christopher J Dame

Current Employers

Employment History

• 05/2016 → 05/2017
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2017 → 11/2018
  Sii
  Walnut Creek, CA
• 11/2018 → 04/2021
  Royal Alliance Associates, Inc.
  St George, UT
• 04/2021 → Present
  Lpl Financial Llc
  St George, UT
• 04/2021 → Present
  Private Advisor Group, Llc
  St George, UT

Previous Registrations

• 2018-11-02 → 2021-05-14
  Osaic Wealth, Inc.
  St George, UT
  Lafayette, CA
  Henderson, NV
  Albuquerque, NM
• 2017-06-02 → 2018-11-02
  Signator Investors, Inc.
  St George, UT
  Lafayette, CA
  Henderson, NV
  Albuquerque, NM
• 2016-05-25 → 2017-06-06
  Cuso Financial Services, L.P.
  St George, UT
  Mesquite, NV
• 2010-10-14 → 2016-06-08
  Strategic Advisers Llc
  American Fork, UT
  Salt Lake City, UT
  Albuquerque, NM

Other Businesses

1.Mr. Dame uses Plaza Wealth Management and Rockwell Advisors as the names of the business under which he provides investment advice through Private Advisor Group, LLC. This activity occurs at the address where Mr. Dame is registered. This activity is related to his investment services practice. Mr. Dame devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Dame devotes to activity providing investment services through PAG. 2.Mr. Dame holds licenses to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Dame provides. This activity occurs at the address where Mr. Dame is registered. This activity is not related to his investment services practice. Mr. Dame devotes minimal time to this activity. Mr. Dame may recommend the purchase of certain insurance-related products on a commission basis.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-22
• S63 Uniform Securities Agent State Law Examination
  2010-07-14

Other Names

• Chris Dame