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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-09-21 |
Branch Locations
12830 El Camino Real, San Diego, CA 92130 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sandiego | CA | 06/2010 | Present |
| Bank Of America, N.A. | San Diego | CA | 06/2011 | Present |
BUSINESS TYPE: RESIDENTIAL REAL ESTATE PROPERTY USED FOR RENTAL INVESTMENT LOCATED IN SAN DIEGO, CA 92101 EFFECTIVE 08/30/2010 I*4836296, Entity Type: , Name of OBA: Rental Property - 07-Jul-26 - 1, Address: Fort Worth , Texas, 76109, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 09/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4839275, Entity Type: , Name of OBA: Rental Property - 07-Jul-26 - 2, Address: Fort Worth, Texas, 76109, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 09/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-31 |
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