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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-10-31 |
| CA | RA | APPROVED | 2011-10-28 |
| CO | RA | APPROVED | 2011-10-28 |
| MT | RA | APPROVED | 2011-10-28 |
| NJ | RA | APPROVED | 2011-10-28 |
| NC | RA | APPROVED | 2011-10-28 |
| TX | RA | APPROVED | 2011-10-28 |
Branch Locations
Fair Haven, NJ • United States
331 Newman Springs Road Suite 320, Building 3, Floor 2, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | New York | NY | 10/2011 | Present |
1. TFP PARTNERS, LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2011 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: Managing Member - LLC was established to maintain vendor contracts (lease, utilities, etc.). No securities business is conducted under this name. 2. PRIME WEALTH PARTNERS POSITION: partner NATURE: Prime Wealth Partners DBA for fixed insurance business including long term care, disability, life insurance, and health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: To sell and service fixed insurance products 3. KENNEDY CROSSAN POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2010 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: Independent Insurance Agent to sell/service Health Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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