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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-31
CA RA APPROVED 2011-10-28
CO RA APPROVED 2011-10-28
MT RA APPROVED 2011-10-28
NJ RA APPROVED 2011-10-28
NC RA APPROVED 2011-10-28
TX RA APPROVED 2011-10-28
  • FL RA
    APPROVED
    Since 2011-10-31
  • CA RA
    APPROVED
    Since 2011-10-28
  • CO RA
    APPROVED
    Since 2011-10-28
  • MT RA
    APPROVED
    Since 2011-10-28
  • NJ RA
    APPROVED
    Since 2011-10-28
  • NC RA
    APPROVED
    Since 2011-10-28
  • TX RA
    APPROVED
    Since 2011-10-28

Branch Locations

Fair Haven, NJ • United States

331 Newman Springs Road Suite 320, Building 3, Floor 2, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance New York NY 10/2011 Present
  • 10/2011 → Present
    Royal Alliance
    New York, NY
Other Businesses

1. TFP PARTNERS, LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2011 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: Managing Member - LLC was established to maintain vendor contracts (lease, utilities, etc.). No securities business is conducted under this name. 2. PRIME WEALTH PARTNERS POSITION: partner NATURE: Prime Wealth Partners DBA for fixed insurance business including long term care, disability, life insurance, and health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: To sell and service fixed insurance products 3. KENNEDY CROSSAN POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2010 ADDRESS: 125 Half Mile Road, Suite 200, Red Bank NJ 07701, United States DESCRIPTION: Independent Insurance Agent to sell/service Health Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-19
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S65 Uniform Investment Adviser Law Examination
    2006-07-19
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Designations

View on SEC IAPD

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