Stanley Ray Szafran

Current Employers

Szafran Capital Management, Llc

Rowlett, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-02-20

TX RA
APPROVED

Since 2008-02-20

Branch Locations

Rowlett, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sci	Houston	TX	04/2014	Present
Trust Advisors, Inc	Houston	TX	04/2014	Present
Investors Trust	Dallas	TX	11/2007	04/2017

04/2014 → Present

Sci

Houston, TX
04/2014 → Present

Trust Advisors, Inc

Houston, TX
11/2007 → 04/2017

Investors Trust

Dallas, TX

Previous Registrations

2001-05-04 → 2007-10-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Dallas, TX

Other Businesses

I CURRENTLY WORK AS THE DIRECTOR OF TRUST INVESTMENTS FOR SERVICE CORPORATION INTERNATIONAL (SCI) (INVESTMENT-RELATED) LOCATED AT 1929 ALLEN PKWY, HOUSTON, TX, 77019. I AM ALSO THE VICE PRESIDENT AND DIRECTOR OF TRUST ADVISORS, INC, (TAI) A WHOLLY-OWNED SUBSIDIARY OF SCI (INVESTMENT-RELATED). I BEGAN WORKING FOR SCI/TAI IN DECEMBER 2013 AFTER SCI ACQUIRED MY PREVIOUS EMPLOYER, INVESTORS TRUST, INC, A WHOLLY-OWNED SUBSIDIARY OF STEWART ENTERPRISES. THIS IS A FULL-TIME POSITION (40 HOURS PER WEEK, TYPICALLY FROM 9AM TO 5PM). MY PRIMARY RESPONSIBILITIES INCLUDE MANAGEMENT OF TAI, ANALYSIS AND OVERSIGHT OF INVESTMENT MANAGERS, TRUST OPERATIONS, TRUSTEE AND RELATED VENDOR RELATIONS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-03

S66 Uniform Combined State Law Examination

2001-05-03

Other Names

Stanley R Szafran

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