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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-06-18 |
| CA | RA | APPROVED | 2018-05-03 |
Branch Locations
3731 Wilshire Boulevard Suite 425, Los Angeles, CA 90010 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2000 | 02/2018 |
| Guardian Life Insurance Co Of America | Los Angeles | CA | 02/2018 | Present |
| Park Avenue Securiites, Llc | Los Angeles | CA | 02/2018 | Present |
| Guardian Life Insurance Company | Los Angeles | CA | 06/2024 | Present |
| Guardian Life Insurance Company | Los Angeles | CA | 06/2024 | Present |
1. Dickerson Employee Benefit, Start: 02/16/2018, Address: 1918 Riverside Dr. Los Angeles, CA 90039, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-18 |
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