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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Towaco, NJ • United States

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Co. Iselin NJ 12/2000 09/2016
Metlife Securities Iselin NJ 12/2000 09/2016
Prudential Insurance Company Of America Basking Ridge NJ 09/2016 Present
Pruco Securities, Llc. Basking Ridge NJ 09/2016 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 12/2000 → 09/2016
    Metropolitan Life Insurance Co.
    Iselin, NJ
  • 12/2000 → 09/2016
    Metlife Securities
    Iselin, NJ
  • 09/2016 → Present
    Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 09/2016 → 11/2024
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2016-10-07 → 2024-11-14
    East Hanover, NJ
    East Hanover, NJ
    Basking Ridge, NJ
    Towaco, NJ
  • 2003-09-02 → 2016-09-23
    Msi Financial Services, Inc.
    Roseland, NJ
    Short Hills, NJ
    Iselin, NJ
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-26
S63 Uniform Securities Agent State Law Examination 2001-09-12
  • S65 Uniform Investment Adviser Law Examination
    2003-08-26
  • S63 Uniform Securities Agent State Law Examination
    2001-09-12
Other Names
  • Howard Wang

View on SEC IAPD

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