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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
NJ RA APPROVED 2016-01-15
CT RA APPROVED 2014-06-16
TX RA APPROVED_RES 2006-01-05
  • NY RA
    APPROVED
    Since 2021-07-22
  • NJ RA
    APPROVED
    Since 2016-01-15
  • CT RA
    APPROVED
    Since 2014-06-16
  • TX RA
    APPROVED_RES
    Since 2006-01-05

Branch Locations

Westfield, NJ • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/1995 Present
Other Businesses

I*4683268 Entity Type: N/A Name of OBA: B L P TTEE U/A DTD 09/14/2015 BY B L P Address: Westfield, New Jersey, 7090 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/09/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-12
S63 Uniform Securities Agent State Law Examination 2001-05-02
  • S65 Uniform Investment Adviser Law Examination
    2014-06-12
  • S63 Uniform Securities Agent State Law Examination
    2001-05-02
Other Names
  • Brian L Patridge

View on SEC IAPD

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