Michael J Mass

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2007-05-11

WI RA
APPROVED

Since 2007-05-11

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Menomonee Falls, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2007	Present
Northwestern Mutual Investment Services, Llc.	Milwaukee	WI	04/2007	Present
Northwestern Mutual Investment Services, Llc.	Milwaukee	WI	04/2007	Present

04/2007 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
04/2007 → Present

Northwestern Mutual Investment Services, Llc.

Milwaukee, WI
04/2007 → Present

Northwestern Mutual Investment Services, Llc.

Milwaukee, WI

Previous Registrations

2006-04-03 → 2007-04-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waukesha, WI

Waukesha, WI

Other Businesses

BUD AND LISA'S PARTY SUPPLY LLC, 50% OWNER, N69 W21127 PLEASANT ST, MENOMONEE FALLS, WI 53051, PARTY SUPPLIES BUSINESS, SPEND APPROX 1 HOUR PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-02

S66 Uniform Combined State Law Examination

2006-04-02

View on SEC IAPD