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Michael Benjamin Sanford

Ubs Financial Services Inc.

Franklin, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-02-26
TX RA APPROVED 2016-02-26
  • TN RA
    APPROVED
    Since 2016-02-26
  • TX RA
    APPROVED
    Since 2016-02-26

Branch Locations

6100 Tower Circle Suite 100, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Nashville TN 02/2016 Present
Previous Registrations
  • 2011-09-27 → 2016-03-14
    Garden City, NY
    Nashville, TN
Other Businesses

1) TopFlight Aviation, Inc. / 9628 Brunswick Dr. Brentwood, TN 37027 / Other/ Other Organization: Social / The flying club will comprised of pilots/members who will be pooling resources for the ownership and use of aircraft for the exclusive benefit of its members. It will be a social club and will promote safety and training in aviation amongst its members as well as camaraderie and community involvement. / Member of Board of directors / / As principal founder of the organization, I will run the club as president initially, and be a board member. Thereafter elections are held and members choose club officers. / Flying Club. A Social club for the benefit of its members. Entity will be a non-profit corporation organized in the state of TN. / 5/1/2019 /// 2) Michael Sanford/ investment related?:yes / Spokelay Rd, Spencer, TN/ Real Estate/ Proprietor / owner/ This is a purchase of raw land. In the near term, we may receive income from leasing it to a hunting club for their use./ start date: 11/26/2021 /// 3) Green Maple LLC / Company / This is an LLC set up to purchase a parcel of land with 2 other partners. The land is recreational / agricultural. We May lease to a hunting club to generate income on the land. / Partner / The partnership will own and maintain the land.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-22
S63 Uniform Securities Agent State Law Examination 2001-01-20
  • S65 Uniform Investment Adviser Law Examination
    2011-09-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-20
Other Names
  • Ben Sanford

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