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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-02-26 |
| TX | RA | APPROVED | 2016-02-26 |
Branch Locations
6100 Tower Circle Suite 100, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 02/2016 | Present |
1) TopFlight Aviation, Inc. / 9628 Brunswick Dr. Brentwood, TN 37027 / Other/ Other Organization: Social / The flying club will comprised of pilots/members who will be pooling resources for the ownership and use of aircraft for the exclusive benefit of its members. It will be a social club and will promote safety and training in aviation amongst its members as well as camaraderie and community involvement. / Member of Board of directors / / As principal founder of the organization, I will run the club as president initially, and be a board member. Thereafter elections are held and members choose club officers. / Flying Club. A Social club for the benefit of its members. Entity will be a non-profit corporation organized in the state of TN. / 5/1/2019 /// 2) Michael Sanford/ investment related?:yes / Spokelay Rd, Spencer, TN/ Real Estate/ Proprietor / owner/ This is a purchase of raw land. In the near term, we may receive income from leasing it to a hunting club for their use./ start date: 11/26/2021 /// 3) Green Maple LLC / Company / This is an LLC set up to purchase a parcel of land with 2 other partners. The land is recreational / agricultural. We May lease to a hunting club to generate income on the land. / Partner / The partnership will own and maintain the land.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-20 |
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