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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Greenwood, IN • United States

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Louisville KY 02/2009 12/2017
New York Life Insurance Louisville KY 03/2009 12/2017
Mass Mutual Life Insurance Company Indianapolis IN 12/2017 01/2021
Mml Investors Services Indianapolis IN 01/2018 01/2021
Prudential Insurance Company Of America Indianapolis IN 01/2021 Present
Pruco Securities, Llc. Indianapolis IN 01/2021 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
  • 02/2009 → 12/2017
    Nylife Securities Llc
    Louisville, KY
  • 03/2009 → 12/2017
    New York Life Insurance
    Louisville, KY
  • 12/2017 → 01/2021
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 01/2018 → 01/2021
    Mml Investors Services
    Indianapolis, IN
  • 01/2021 → Present
    Prudential Insurance Company Of America
    Indianapolis, IN
  • 01/2021 → 11/2024
    Indianapolis, IN
  • 11/2024 → Present
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
  • S66 Uniform Combined State Law Examination
    2021-06-25
Other Names
  • Brian Coffey
  • Brian Michael Coffey

View on SEC IAPD

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